UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF
THE SECURITIES EXCHANGE ACT OF 1934
XOMA CORPORATION
(Exact name of registrant as specified in its charter)
Delaware | 52-2154066 | |
(State or other jurisdiction of incorporation or organization) | (I.R.S. Employer Identification No.) | |
2200 Powell St., Ste 310 Emeryville, CA |
94608-1818 | |
(Address of principal executive offices) | (Zip Code) |
Securities to be registered pursuant to Section 12(b) of the Act:
Title of each class to be so registered |
Name of each exchange on which each class | |
8.625% Series A Cumulative Perpetual Preferred Stock, par value $0.05 per share | The Nasdaq Stock Market LLC |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), check the following box. ☒
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box. ☐
If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. ☐
Securities Act registration statement or Regulation A offering statement file number to which this form relates: File No. 333-223493
Securities to be registered pursuant to Section 12(g) of the Act:
None
(Title of Class)
INFORMATION REQUIRED IN REGISTRATION STATEMENT
Item 1. | Description of Registrants Securities to be Registered. |
The securities registered hereby are shares of XOMA Corporations (the Company) 8.625% Series A Cumulative Perpetual Preferred Stock, par value $0.05 per share and liquidation preference of $25.00 per share. The description set forth in the section Description of Series A Preferred Stock in the Companys prospectus supplement dated December 10, 2020 and in the section Description of Capital Stock in the accompanying prospectus that constitutes a part of the Companys Shelf Registration Statement on Form S-3 (File No. 333-223493), which was declared effective by the Securities and Exchange Commission on April 5, 2018, are incorporated herein by reference.
Item 2. | Exhibits. |
The following exhibits are filed as a part of this Registration Statement:
2
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.
Date: December 11, 2020 | XOMA Corporation | |||||
By: | /s/ Thomas Burns | |||||
Thomas Burns Senior Vice President, Finance and Chief Financial Officer |
3